Service Providers - Organization - Lux Real Estate Investements

Lux Real Estate Investments SA has outsourced its critical regulatory, fiscal, administrative operations as well as most back-office processes to reputable service providers like depository banks, administrators, paying and calculation agents, security trustees etc. With streamlined workflows investors can be assured of faultless operations, full regulatory compliance and safe and secure transactions. Incidentally we utilize also experts like rating agencies, tax advisors and law firms for statutory and regulatory issues.

All arrangements with Service Providers are institutionalized in written agreements setting fair terms. Lux Real Estate Investments SA may replace Service Providers and/or amend arrangements if needed. For their services rendered as Service Providers, each of the Service Providers will be entitled to receive a fee and compensation of costs as indicated in the Offering Memorandum.

The Service Providers only act in a function as service provider to Lux Real Esate Invetsments and the applicable Compartment and are not responsible for the activities of Lux Real Estate Investments SA. The Service Providers are not an investment or other adviser and will not participate in any investment decision-making process.

The liability of the Service Providers, in any of their functions, toward the Issuer is limited to damage resulting from their fraud, gross negligence, bad faith or willful misconduct. No Service Provider can be held liable for any Force Majeure Event. Lux Real Estate Investments SA declares that it is prepared to indemnify each of the Service Providers generally against any liability with respect to losses and damages that have occurred, which were imposed on it within the framework of fulfilling its tasks and duties under the applicable agreements, insofar as they are not the result of fraud, gross negligence, bad faith or willful misconduct.

Additionally, without prejudice to the agreed fees for these services, Lux Real Estate Investments SA shall pay all the reasonable out of pocket expenses of the Service Providers (including, without limitation, reasonable attorneys' fees and costs) incurred by any by any of the Service Providers in connection with the respective agreements.

Bank

Lux Real Estate Investments SA has appointed Alpha Group situated at The Point, 37 North Wharf Road, London, W2 1AF United KIngdom and CITIBANK Europe PLC - Luxembourg branch as the banking service providers for financial transactions including deposits, currency exchange, hedging and cash management.

Paying Agent

Lux Real Estate Investments has appointed Quirin Privatbank AG as Paying Agent pursuant to the terms of arrangements among the Issuer and the Paying Agent and as may be amended and restated from time to time. The Paying Agent will carry out certain tasks, including the provision of customary banking services for the Issuer as well as record keeping services with respect to payments related to the Bonds issued by the Issuer.

Consultant

Lux Real Estate Investments SA has appointed Lux Capital Corporation BV, a company incorporated in the Netherlands, with registered address at Sint Josephstraat 7B, 5211 NH Hertogenbosch, the Netherlands, registered with the Netherlands Chamber of Commerce under number RSIN 866422262, to act as consultant in accordance with the terms of the Servicing Agreement.

Lux Capital Corporation is a capital markets service provider specialized in the development of structured financial products and tax-efficient special purpose investment and securitization vehicles for alternative asset classes. Lux Capital Corporation develops dedicated principal capital and yield protection structures and customized risk management and financial management instruments. Lux Capital Corporation assists organizations to issue secured debt structures and vehicles like bonds and to effectively raise capital from capital markets. They also enable access to global prospective investors (introduction only). Lux Capital occasionally engages in other areas of fund raising including corporate finance, private equity, venture capital as well as debt restructuring and consolidation of distressed asset portfolios.

Administrator

Lux Real Estate Investments SA has commissioned Hoche Partners Corporate Services S.A.S. as the Administrator pursuant to the Administration Services Agreement. The Administrator undertakes all significant general administration as well as the financial accounting and statutory reporting for Lux Real Estate Investments SA.

Auditor

The auditor of Lux Real Estate Investments SA is Deloitte Audit in its capacity as Reviseur d'Entreprises agréé. The company is a private limited liability company (société à responsabilité limitée), incorporated, existing and organized under the laws of Luxembourg, registered with the RCS under number B67895. The auditor is a member of the Luxembourg Institute of Auditors (lnstitut des reviseurs d'entreprises). Under the Deloitte brand tens of thousands of dedicated professionals in independent firms throughout the world collaborate to provide audit, consulting, financial advisory, risk management, and tax services to selected clients.

Securities Trustees

Securitization is the process in which commercial or residential real estate loans are pooled together, packaged into a bond. For the securitization of these bonds Lux Real Estate Investments SA renders the services of several international law firms. The secured assets are titles, rights, leases, mortgages on real estate as well as share pledges of the companies that own them and occasionally complementary guarantees like bank guarantees, promissory notes, letters of credit, term deposits, blocked cash funds, etc.

Dusseldorf Exchange

The Dusseldorf exchange is located in North Rhine-Westphalia, one of the most important economic and financial locations in Germany. According to its website, there are more than 17,000 securities listed on DUS including bonds, investment funds, stocks, exchange traded funds (ETFs), and asset class commodities.It has nine of the DAX 30 companies—the most important companies in Germany—roughly 400 banks, savings banks, and financial services institutions, along with more than 170 insurance companies.

Listing Agent

Lux Real Estate Investments has appointed Quirin Privat Bank as the listing agent,

Rating Agent

Egan-Jones Ratings Company, was founded in 1995 and actively rates the credit worthiness of approximately 2000+ high yield and high grade U.S. corporate debt issuers. Egan-Jones positions itself as unique among nationally recognized statistical rating organizations (NRSROs) for being wholly investor-supported, a structure designed to minimize the potential for conflicts of interest in assessing credit quality. The firm was granted NRSRO status on December 21, 2007, making it the ninth such organization to be recognized by the SEC. Egan-Jones Ratings started providing ratings in 1995 for the purpose of issuing timely, accurate ratings. The firm rapidly gained credibility by flagging the failures of Enron and WorldCom, and has since established itself as a leading global provider of credit ratings. Egan-Jones is a Nationally Recognized Statistical Ratings Organization (NRSRO) and is recognized by the National Association of Insurance Commissioners (NAIC) as a Credit Rating Provider. Egan-Jones is also certified by the European Securities and Markets Authority (ESMA). Studies by the Federal Reserve and prestigious academic institutions confirm that over time, ratings from the largest NRSROs tend to converge toward the Egan-Jones Rating. The effectiveness of Egan-Jones’ investor-supported credit ratings has been measured by third parties, including Richard D. Johnson of the Kansas City Federal Reserve, the Stanford University Business School and the University of Michigan’s Business School.

Corporate Services

Lux Real Estate Investments SA has commissioned Hoche Partners Corporate Services S.A.S. as the Corporate Services Agent pursuant to the Corporate Services Agreement, entered into by and between the Issuer and Hoche Partners Corporate Services S.A.S. The Corporate Services Agent shall provide domiciliation and general corporate services to the Issuer including compliance on Anti-Money Laudering, Anti-Terrorist Financing and Tax Evasion.

Legal Advisor

The legal advisor for Luxembourg is CMS DeBacker Luxembourg SCS with respect to the legal regulatory matters regarding the preparation of the Memorandum.

Risk Advisor

Matrics Capital Corporation is an actuarial and risk management service provider, incorporated, existing and organized under the laws of the Netherlands. Matrics has been appointed as Risk Advisor providing the Board of Directors with critical data analysis for their investment decision making. Advice is given on pricing, valuation of assets, financial analysis, liquidity risk, interest risk, currency risk and mitigation strategies.The multinational staff consists of multi-disciplinary experts with over 20 years of experience in expert and executive positions at global leading financial institutions. Matrics is in particular experienced in asset backed securities and possesses unique intellectual property (algorithms, software) for valuation and pricing of assets. They develop tailor-made risk management instruments enabling the Issuer to manage liquidy, build and optimize the portfolio and mitigate associated risks. Matrics is specialized in structuring complex international transactions and funding of sustainability projects via asset-backed securities.

Real Estate Advisor

Lux Real Estate Investments renders ad-hoc services of CBRE Group, Inc. (NYSE:CBG) for specific real estate aspects such as asset valuation, project calculation, investmemnt analysis, regulatory compliance, technical expertise, project management, CBRE is a Fortune 500 and S&P 500 company headquartered in Los Angeles, CBRE is the world’s largest commercial real estate services and investment firm . The Company has approximately 44,000 employees (excluding affiliates), and serves real estate owners, investors and occupiers through approximately 350 offices (excluding affiliates) worldwide. CBRE offers strategic advice and execution for property sales and leasing; corporate services; property, facilities and project management; mortgage banking; appraisal and valuation; development services; investment management; and research and consulting.